How to Ensure Compliance With Policies and Procedures

how to enforce policies and increase employee policy compliance

Company policies and procedures such as an internet usage policy, work from home policy, or endpoint security policy are excellent tools for providing your employees with an understanding of how they are expected to conduct themselves in your organization, but if they are not properly enforced your expectations will be forgotten or outright ignored.

When properly enforced, policies and procedures provide help keep your organization and users safe and productive. In this article, you will learn how to ensure compliance with policies and procedures. This article will use an internet acceptable usage policy as an example, but these principles apply to any policy or procedure you may implement.

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To effectively enforce your acceptable use policies, you first need to ensure that your users understand what is being asked of them. The policies need to be written with your audience in mind – the word choice for an internet acceptable use policy for employees is going to be conveyed far differently than a policy for young students or the general public.

How To Make Policies Understandable:

An acceptable use policy is intended to set clear internet usage expectations for every user in your network. By focusing on the communication aspect of policy development you can work to create a workable AUP that clearly outlines how technology will be used in your organization.

2) Communicate Policies and Procedures

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Corrective action is a necessary component of policy enforcement; a policy without enforcement is simply a hopeful thought that will ultimately be neglected. Do not create policies that you do not intend to enforce – the inconsistency of enforcement will lead to confusion and frustration among your employees.

If you’ve ensured your due diligence by clearly communicating the technology use expectations of your workplace, your employees should never feel surprised by your policy enforcement measures. By making policy awareness a priority, you can ensure that corrective action measures are an expected consequence when addressing an employee’s misuse of technology.

Depending on the sensitivity of the data and systems managed by your organization you will need to determine the degree of corrective actions.

Tips for Addressing Issues:

Can Employees Be Fired For Internet Usage?

Acceptable use policies that dictate the acceptable use of the internet in the workplace will often include details regarding the employer’s stance on employee productivity and the use of distracting websites during the workday. While it is not common for employees to be fired for occasional cyberloafing, actively engaging in time theft or doing things that are not safe for work is often grounds for dismissal.

4) Employee Internet Management Software

Employee internet management software is essential for enforcing the acceptable use of the internet. It includes web filtering software for proactively blocking websites and employee computer monitoring software for insights into how employees are using technology in the workplace.

In terms of enforcing an AUP in cyber security, internet management software ensures that high-risk websites are not visited on managed computers.

Software for monitoring employee computer use will provide you with tangible insights into the effectiveness of your acceptable use policies. These tools will identify the employees that require further attention, providing the resources needed to ensure that the misuse of technology goes properly addressed.

internet monitoring software such as BrowseReporter tracks application and internet activities, allowing you to address workers that are using technology inappropriately.

Uses for Employee Internet Management Software:

5) Get Employee Buy-In For Your Policies and Procedures

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Your employees will not agree with every policy and procedure they are expected to follow. That said, making a genuine effort to foster buy-in when developing a new policy for employees will make the enforcement of your policies significantly easier as they will be less motivated to be actively non-compliant with your expectations.

How to Increase Buy-In:

With an acceptable use policy that is understandable, accessible, reasonable, and backed up with industry-standard computer monitoring software, your organization will be better equipped to enforce the safe and respectable use of technology of your users.

The five tips above provide an excellent start for creating an environment where AUPs are respected and properly enforced, providing your organization with an added layer of security against cybersecurity threats and other vulnerabilities caused by the negligent use of technology.

If you have not yet developed your organization’s acceptable use of technology policies such as an internet policy or information technology policy, we’ve created one that you can use here.

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